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Liquid Holdings Group, Inc. Information Request Form

All persons or entities who purchased or otherwise acquired securities of Liquid Holdings Group, Inc. (“Liquid Holdings”) (NASDAQCM: LIQD) pursuant and/or traceable to the Company’s Registration Statement and Prospectus issued in connection with the Initial Public Offering on or about July 25, 2013 and/or who purchased their shares between July 26, 2013 and December 23, 2014.

The complaint alleges that defendants failed to disclose during the Class Period and in the Offering Documents issued in connection with the Initial Public Offering that the Company was overstating its ability to generate customers, that its business model was unsustainable, that the financial condition of the Company’s main and largest customer was deteriorating and that, as a result of the aforementioned, the Company’s financial results were overstated.

If you suffered a loss in Liquid Holdings you have until November 20, 2015 to request that the Court appoint you as lead plaintiff. Your ability to share in any recovery doesn’t require that you serve as a lead plaintiff.


To receive more information, please fill out the form.

Request More Information

Levi & Korsinsky, LLP does not share your information with others. There is no cost or obligation for you to submit.

This submission does not create an attorney-client relationship. If we believe that you might be an appropriate lead plaintiff, we will contact you to discuss whether to establish an attorney-client relationship.

This letter confirms that you have retained Levi & Korsinsky, LLP to represent you as a named plaintiff in a shareholder action involving Liquid Holdings Group, Inc.

We agree to advance all expenses in the litigation, which means that you are not liable to pay any of the expenses of the lawsuit, whether attorneys' fees or costs. Regardless of the result, we will never ask you to directly pay for any attorneys' fees or costs. Should we obtain a favorable result, we may ask the court to award us compensation to be paid by the defendants or as a portion of any class benefit, but, again, we will never ask you to directly pay any of the costs of this litigation.

As the client you are entitled to direct the litigation in any way you deem proper, and may at any time order us to dismiss the case or opt-out. Should you choose to do so, we will never ask you to reimburse us directly for any legal fees or expenses. During the course of this litigation, we may employ and/or work with other law firms to prosecute your case.

We look forward to representing you and other Liquid Holdings Group, Inc. shareholders.


Levi & Korsinsky,LLP

Joseph Levi

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