IntroductionEvery quarter, without much fanfare, public companies open a line into their inner-workings. Company execs d... Learn More
When people glance at a company’s financials, they usually stop at the income statement or the balance sheet. Those ar... Learn More
Understanding Insider Trading and Its Implications Defining Insider Trading: Legal vs. IllegalAs per section 10(b) ... Learn More
A securities class action (or securities fraud class action) is a lawsuit filed by investors. Those investors allege the... Learn More
Defining Financial Statements and Their PurposeWhat Are Financial Statements?At their core, financial statements are for... Learn More
In 2015, the Financial Industry Regulatory Authority sanctioned LPL Financial (a major U.S. broker-dealer) because... Learn More
When people think of securities law, they picture the SEC. The three letters carry weight, and Wall Street headlines alw... Learn More
Definition and Meaning of Securities Fraud"Those who draw upon other people's money must be wholly candid regarding the ... Learn More
Securities fraud is a pervasive threat in global financial markets, undermining investor confidence and the integrity of... Learn More
Class action lawsuits are potent tools for holding corporations and institutions accountable when their actions harm lar... Learn More
The Securities and Exchange Commission (SEC) seems like another one of those agencies in the “alphabet soup” that is... Learn More
What is a Class Action Lawsuit?A class action suit is a legal mechanism that allows a group of individuals with similar ... Learn More
Securities fraud is an example of an illegal corporate action and is a pervasive threat that undermines the stability of... Learn More
When investors who have suffered similar financial losses due to alleged violations of securities laws, often ... Learn More
Defining Fiduciary Duties: An In-Depth OverviewA fiduciary duty represents one of the highest standards of care and... Learn More
Shareholder lawsuits, particularly securities class actions, are legal mechanisms designed to protect investors from cor... Learn More
Securities litigation is a critical area of legal practice that addresses disputes arising from violating of securities ... Learn More
A Word That Sounds Dry but Decides CasesIf scienter is about mindset, then loss causation is about connection.In securit... Learn More
Introduction Insider trading is a critical issue at the intersection of law, finance, and ethics. It involves the b... Learn More
Shareholder class action lawsuits are legal actions brought by groups of investors who have suffered financial losses du... Learn More
Defining Securities: What Are They? According to the Securities Act of 1933, a security is a tradable financi... Learn More
The Word Nobody Knows, but Every Case Turns On Anyone who’s ever read a securities law case knows there’s a few... Learn More
IntroductionFour times a year, public companies pull back the curtain. They file quarterly reports (Form 10-Q) three tim... Learn More
Class action lawsuits are a cornerstone of the American legal system. They enable groups of individuals with similar cla... Learn More
Insider trading is a term that evokes strong reactions, often associated with high-profile scandals, courtroom drama, an... Learn More
Defining Stock Price ManipulationWhat Constitutes Stock Price Manipulation? Section 10(b) and Rule 10b-5 of the Sec... Learn More
Understanding Misleading Financial StatementsIn today’s interconnected business landscape, an accurate and transparent... Learn More
When faced with legal disputes, individuals often must decide whether to pursue a class action lawsuit or an individual ... Learn More
If you're a shareholder caught up in a securities class action, there's one legal move that can make or break your case ... Learn More
For most shareholders, suing a Fortune 500 company alone is intimidating and often impossible—the costs are overwhelmi... Learn More
Class action lawsuits allow one or more individuals with similar grievances to seek remedies against a common defendant ... Learn More
The letters IPO get tossed around like everyone should already know what they mean. But, they’re actually quite comple... Learn More
Investment fraud is a centuries-old and widespread threat. It deceives investors into funding illegitimate ventures with... Learn More
Class action lawsuits represent a vital mechanism within the American legal framework, empowering groups of individuals ... Learn More
I. IntroductionWhat Is a Lead Plaintiff?The Private Securities Litigation Reform Act of 1995 (PSLRA)defines a lead plain... Learn More
What is a Derivative Lawsuit?Definition and Key CharacteristicsA derivativelawsuit, also known as a shareholder derivati... Learn More
Why did I get a notice of a class action settlement? If you have received a class action lawsuit settlement notice, we�... Learn More
Class action lawsuits are a powerful tool for consumers and employees to seek compensation when the actions of large cor... Learn More
Understanding Class Action Suits A class action is a legal mechanism that allows one or more plaintiffs, collective... Learn More
Insider trading is a term that frequently surfaces in financial news, often linked to high-profile scandals and regulato... Learn More
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