Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Securities Class Action

Securities fraud litigation history and active cases

In Litigation

0

Settlement

0

Closed

2

Total Settlement

$15.5M

APPLIED OPTOELECTRONICS, INC. (AAOI) Class Action Lawsuit (August 2017)

Closed

4:17cv2399 • August 5, 2017

Class Period Start

February 23, 2017

Class Period End

May 22, 2018

PSLRA Deadline

October 4, 2017

Case Allegations

10b5

Statutes of Repose

Feb 23, 2020

Country

United States

Court

Federal Court

Docket History

Feb 28, 2022

Disbursement Approved

Nov 24, 2020

Final Approval of Settlement

Oct 21, 2020

Scheduling Order

Sep 1, 2020

Scheduling Order

Aug 25, 2020

Proof of Claim Form

Aug 25, 2020

Preliminary Approval of Settlement

Dec 20, 2019

Class Certification Granted

Jul 23, 2019

Scheduling Order

May 28, 2019

Motion for Class Certification

May 24, 2019

Second Amended Complaint

May 16, 2019

Second Amended Complaint

Apr 10, 2019

Scheduling Order

Mar 27, 2019

Motion to Dismiss Denied

Apr 4, 2018

Motion to Dismiss

Mar 6, 2018

First Amended Complaint

Feb 6, 2018

Scheduling Order

Feb 5, 2018

Appointment of Lead Plaintiff

Jan 19, 2018

Scheduling Order

Aug 5, 2017

First Filed Complaint

APPLIED OPTOELECTRONICS, INC. (AAOI) Class Action Lawsuit (October 2018)

Closed

4:18cv3544 • October 1, 2018

Class Period Start

August 7, 2018

Class Period End

September 27, 2018

PSLRA Deadline

November 30, 2018

Case Allegations

10b5

Statutes of Repose

Aug 7, 2021

Country

United States

Court

Federal Court

Docket History

Feb 28, 2020

No Appeal- Closed

Jan 29, 2020

Motion to Dismiss Granted

May 6, 2019

Motion to Dismiss

Mar 5, 2019

First Amended Complaint

Jan 4, 2019

Appointment of Lead Plaintiff

Oct 1, 2018

First Filed Complaint

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