Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Historical Insider Transactions

The table below lists insider purchases and sales reported by company officers, directors, and major shareholders during the last 12 months.

DATE

INSIDER

INSIDER TYPE SHARES PRICE

SHARES

PRICE

VALUE

Feb 28, 2023

Murray Stacy

Murray Stacy
Principal Accounting Officer
Sell
8,494 $29.04

8,494

$29.04

$246,666

Nov 17, 2022

Kotecha Kanayalal Amritlal

Kotecha Kanayalal Amritlal
Buy
5,000 $23.73

5,000

$23.73

$118,650

Dec 15, 2021

PROCTOR GEORGANNE

PROCTOR GEORGANNE
Buy
3,025 $16.35

3,025

$16.35

$0

Dec 15, 2021

Mehlman Marc

Mehlman Marc
CFO
Buy
10,000 $16.50

10,000

$16.50

$0

Dec 15, 2021

ERNST MARK A

ERNST MARK A
Buy
19,978 $16.22

19,978

$16.22

$0

Dec 14, 2021

Walters Christopher William

Walters Christopher William
CEO
Buy
10,000 $16.73

10,000

$16.73

$0

Dec 14, 2021

ERNST MARK A

ERNST MARK A
Buy
12,022 $16.36

12,022

$16.36

$0

Dec 13, 2021

ERNST MARK A

ERNST MARK A
Buy
18,000 $16.93

18,000

$16.93

$0

Sep 09, 2020

ERNST MARK A

ERNST MARK A
Buy
6,000 $10.50

6,000

$10.50

$63,000

Sep 08, 2020

ERNST MARK A

ERNST MARK A
Buy
1,000 $10.80

1,000

$10.80

$10,795

Aug 12, 2020

Walters Christopher William

Walters Christopher William
CEO
Buy
8,000 $11.68

8,000

$11.68

$93,440

Aug 12, 2020

Mehlman Marc

Mehlman Marc
CFO
Buy
2,025 $11.55

2,025

$11.55

$23,398

Aug 11, 2020

Walters Christopher William

Walters Christopher William
CEO
Buy
8,000 $11.44

8,000

$11.44

$91,536

Aug 10, 2020

ERNST MARK A

ERNST MARK A
Buy
7,000 $10.68

7,000

$10.68

$74,746

Dec 16, 2019

Clendening John S

Clendening John S
President and CEO
Sell
14,250 $24.92

14,250

$24.92

$355,110

Oct 07, 2019

Clendening John S

Clendening John S
President and CEO
Sell
54,250 $21.20

54,250

$21.20

$1,150,100

Jul 17, 2019

Clendening John S

Clendening John S
President and CEO
Sell
10,000 $29.23

10,000

$29.23

$292,300

Jul 16, 2019

Clendening John S

Clendening John S
President and CEO
Sell
54,250 $29.01

54,250

$29.01

$1,573,793

Jun 05, 2019

PROCTOR GEORGANNE

PROCTOR GEORGANNE
Sell
2,768 $31.29

2,768

$31.29

$86,611

Jun 04, 2019

Zappone Mary Slagle

Zappone Mary Slagle
Sell
6,432 $31.52

6,432

$31.52

$202,737

May 28, 2019

ATWELL WILLIAM L

ATWELL WILLIAM L
Sell
4,126 $32.22

4,126

$32.22

$132,940

May 24, 2019

Gardner H. McIntyre

Gardner H. McIntyre
Sell
2,500 $32.05

2,500

$32.05

$80,137

May 16, 2019

Clendening John S

Clendening John S
President and CEO
Sell
5,000 $32.00

5,000

$32.00

$160,000

May 15, 2019

Clendening John S

Clendening John S
President and CEO
Sell
25,000 $31.29

25,000

$31.29

$782,250

May 15, 2019

Palmer John David

Palmer John David
Principal Accounting Officer
Sell
161 $31.44

161

$31.44

$5,062

May 14, 2019

Clendening John S

Clendening John S
President and CEO
Sell
54,250 $31.67

54,250

$31.67

$1,718,098

May 13, 2019

Palmer John David

Palmer John David
Principal Accounting Officer
Sell
4,445 $31.64

4,445

$31.64

$140,640

May 02, 2019

BRUDER ANN J.

BRUDER ANN J.
Chief Legal Officer & Sec'y
Sell
5,600 $35.00

5,600

$35.00

$196,000

Apr 01, 2019

Mackay Todd C

Mackay Todd C
Interim CEO HD Vest
Sell
7,267 $33.37

7,267

$33.37

$242,500

Mar 19, 2019

Mackay Todd C

Mackay Todd C
Interim CEO HD Vest
Sell
9,084 $32.50

9,084

$32.50

$295,230

Nov 06, 2018

Hogan Michael P

Hogan Michael P
Pres. Tax-Smart Innovation
Buy
7,874 $30.52

7,874

$30.52

$240,300

Nov 05, 2018

Oros Robert D

Oros Robert D
CEO of H.D. Vest, Inc.
Sell
6,075 $30.31

6,075

$30.31

$184,146

Oct 25, 2018

Stevenson Mathieu Frederic

Stevenson Mathieu Frederic
Chief Marketing Officer
Sell
20,158 $31.38

20,158

$31.38

$632,584

Oct 12, 2018

Clendening John S

Clendening John S
President and CEO
Sell
16,500 $33.02

16,500

$33.02

$544,809

Oct 11, 2018

Clendening John S

Clendening John S
President and CEO
Sell
17,797 $33.66

17,797

$33.66

$598,974

Oct 11, 2018

Clendening John S

Clendening John S
President and CEO
Sell
31,203 $32.79

31,203

$32.79

$1,023,084

Sep 28, 2018

Dunn Lance G

Dunn Lance G
Sell
27,000 $38.25

27,000

$38.25

$1,032,750

Aug 23, 2018

Palmer John David

Palmer John David
Principal Accounting Officer
Sell
3,753 $36.00

3,753

$36.00

$135,108

Aug 06, 2018

Oros Robert D

Oros Robert D
CEO of H.D. Vest, Inc.
Sell
6,075 $34.30

6,075

$34.30

$208,360

Aug 03, 2018

Walters Christopher William

Walters Christopher William
Sell
4,000 $35.57

4,000

$35.57

$142,288

Aug 03, 2018

Walters Christopher William

Walters Christopher William
Sell
10,400 $34.62

10,400

$34.62

$360,090

Aug 03, 2018

Zappone Mary Slagle

Zappone Mary Slagle
Sell
10,118 $35.49

10,118

$35.49

$359,128

Aug 03, 2018

PROCTOR GEORGANNE

PROCTOR GEORGANNE
Sell
3,000 $35.31

3,000

$35.31

$105,915

Aug 03, 2018

Gardner H. McIntyre

Gardner H. McIntyre
Sell
2,300 $35.70

2,300

$35.70

$82,110

Jul 17, 2018

Clendening John S

Clendening John S
President and CEO
Sell
30,000 $38.06

30,000

$38.06

$1,141,821

Jul 16, 2018

Clendening John S

Clendening John S
President and CEO
Sell
49,000 $37.41

49,000

$37.41

$1,833,257

May 11, 2018

Palmer John David

Palmer John David
Principal Accounting Officer
Sell
6,604 $33.00

6,604

$33.00

$217,932

May 09, 2018

Clendening John S

Clendening John S
President and CEO
Sell
500 $27.66

500

$27.66

$13,830

May 09, 2018

Clendening John S

Clendening John S
President and CEO
Sell
1,216 $27.65

1,216

$27.65

$33,622

May 09, 2018

Clendening John S

Clendening John S
President and CEO
Sell
24,100 $29.13

24,100

$29.13

$702,033

May 09, 2018

Clendening John S

Clendening John S
President and CEO
Sell
100 $29.65

100

$29.65

$2,965

May 09, 2018

Clendening John S

Clendening John S
President and CEO
Sell
9,000 $29.09

9,000

$29.09

$261,810

May 09, 2018

Clendening John S

Clendening John S
President and CEO
Sell
600 $29.79

600

$29.79

$17,874

May 08, 2018

Oros Robert D

Oros Robert D
CEO of H.D. Vest, Inc.
Sell
6,075 $26.20

6,075

$26.20

$159,165

Apr 25, 2018

Stevenson Mathieu Frederic

Stevenson Mathieu Frederic
Chief Marketing Officer
Sell
16,786 $25.85

16,786

$25.85

$433,866

Apr 18, 2018

Clendening John S

Clendening John S
President and CEO
Sell
25,917 $26.45

25,917

$26.45

$685,505

Apr 18, 2018

Clendening John S

Clendening John S
President and CEO
Sell
9,600 $26.45

9,600

$26.45

$253,954

Mar 12, 2018

Clendening John S

Clendening John S
President and CEO
Sell
25,917 $25.25

25,917

$25.25

$654,451

Mar 12, 2018

Clendening John S

Clendening John S
President and CEO
Sell
9,600 $25.25

9,600

$25.25

$242,434

Feb 27, 2018

Palmer John David

Palmer John David
Principal Accounting Officer
Sell
665 $25.05

665

$25.05

$16,658

Feb 26, 2018

Clendening John S

Clendening John S
President and CEO
Sell
28,800 $24.85

28,800

$24.85

$715,709

Feb 22, 2018

Clendening John S

Clendening John S
President and CEO
Sell
35,150 $24.46

35,150

$24.46

$859,716

Feb 21, 2018

Clendening John S

Clendening John S
President and CEO
Sell
42,600 $24.23

42,600

$24.23

$1,032,121

Feb 20, 2018

Stevenson Mathieu Frederic

Stevenson Mathieu Frederic
Chief Marketing Officer
Sell
33,572 $24.03

33,572

$24.03

$806,587

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