Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

GOLDMAN SACHS GROUP INC (GS) Class Action Lawsuit (December 2018)

In Litigation

1:18cv12084 • December 20, 2018

Class Period Start

February 28, 2014

Class Period End

December 20, 2018

PSLRA Deadline

February 19, 2019

Case Allegations

10b5

Statutes of Repose

Feb 28, 2017

Country

United States

Court

Federal Court

Docket History

May 20, 2026

Motion for Preliminary Approval of Settlement

The parties have asked the court to give preliminary approval to a proposed settlement. The judge will review the request and decide whether the settlement can move forward to the next stage. If approved, potential class members will generally receive information about the settlement and their rights, including any deadlines for taking action.

Mar 2, 2026

Motion for Summary Judgment

A party has asked the court to decide some or all of the claims without going to trial. The judge will review the motion and determine whether the claims can be decided without a trial.

Sep 4, 2025

Class Certification Denied in Part

The court has approved some parts of the request to proceed as a class action but denied others. This means the lawsuit can move forward on behalf of certain investors or claims, while others may be excluded. The court's decision will determine which investors and claims are included in the class action.

Sep 29, 2023

Motion for Class Certification

The plaintiffs have asked the court to approve the lawsuit to proceed as a class action on behalf of a group of investors. The judge will decide whether the case meets the requirements for class certification and which investors and claims may be included.

Aug 4, 2023

Third Amended Complaint

A new complaint has been filed on behalf of certain investors in GOLDMAN SACHS GROUP INC. Amended complaints may contain additional facts, parties, allegations, a change in the class definition, etc.

Nov 12, 2021

Motion for Class Certification

The plaintiffs have asked the court to approve the lawsuit to proceed as a class action on behalf of a group of investors. The judge will decide whether the case meets the requirements for class certification and which investors and claims may be included.

Sep 27, 2021

Scheduling Order

Jun 28, 2021

Motion to Dismiss Denied in Part

The court has determined that plaintiffs have adequately alleged some of their claims, but have failed to adequately allege other claims. The judge has therefore denied in part the motion to dismiss filed by defendants and written an order stating which claims are dismissed and which remain. The case will proceed and parties will litigate the remaining claims.

Jan 9, 2020

Motion to Dismiss

After reviewing the complaint(s) filed by plaintiffs, defendants have filed a motion requesting that the court dismiss some or all of the plaintiffs' claims. In a motion to dismiss, defendants might challenge the validity of plaintiffs' claims or adequacy of plaintiffs' pleadings. Once a motion to dismiss is filed, the judge will make a decision on whether part or all of the case should be dismissed or the case can proceed as alleged.

Oct 28, 2019

Second Amended Complaint

A new complaint has been filed on behalf of certain investors in GOLDMAN SACHS GROUP INC. Amended complaints may contain additional facts, parties, allegations, a change in the class definition, etc.

Sep 19, 2019

Appointment of Lead Plaintiff

The court has appointed a lead plaintiff to represent the interests of investors in the lawsuit. The lead plaintiff works with the attorneys handling the case, helps oversee the litigation, and represents the interests of the proposed class.

Mar 11, 2019

First Amended Complaint

A new complaint has been filed on behalf of certain investors in GOLDMAN SACHS GROUP INC. Amended complaints may contain additional facts, parties, allegations, a change in the class definition, etc.

Dec 20, 2018

First Filed Complaint

A securities fraud class action complaint has been filed on behalf of certain investors in GOLDMAN SACHS GROUP INC.

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