Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Historical Insider Transactions

The table below lists insider purchases and sales reported by company officers, directors, and major shareholders during the last 12 months.

DATE

INSIDER

INSIDER TYPE SHARES PRICE

SHARES

PRICE

VALUE

Jan 30, 2025

SMITH PATRICK W

SMITH PATRICK W
Buy
318 $2.01

318

$2.01

$639

Jan 29, 2025

SMITH PATRICK W

SMITH PATRICK W
Buy
3,880 $2.01

3,880

$2.01

$7,799

Jan 14, 2025

SMITH PATRICK W

SMITH PATRICK W
Buy
100 $2.08

100

$2.08

$208

Jan 14, 2025

SMITH PATRICK W

SMITH PATRICK W
Buy
10,286 $2.15

10,286

$2.15

$22,115

Jan 13, 2025

SMITH PATRICK W

SMITH PATRICK W
Buy
5,669 $2.08

5,669

$2.08

$11,792

Dec 26, 2024

Arno Andrew

Arno Andrew
Buy
12,500 $2.11

12,500

$2.11

$26,350

Dec 26, 2024

SMITH PATRICK W

SMITH PATRICK W
Buy
90,219 $2.13

90,219

$2.13

$192,166

Dec 05, 2024

James Andrea S.

James Andrea S.
CFO
Buy
20,000 $2.29

20,000

$2.29

$45,800

Oct 02, 2024

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
1,315,339 $2.95

1,315,339

$2.95

$3,877,619

Oct 02, 2024

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Oct 02, 2024

James Andrea S.

James Andrea S.
CFO
Buy
33,670 $2.97

33,670

$2.97

$0

Apr 11, 2024

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
2,420,000 $2.92

2,420,000

$2.92

$7,057,688

Apr 11, 2024

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Apr 11, 2024

Arno Andrew

Arno Andrew
Buy
33,898 $2.95

33,898

$2.95

$0

Apr 11, 2024

Riggs Josh

Riggs Josh
CEO and President
Buy
3,390 $2.95

3,390

$2.95

$0

Jun 14, 2023

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Buy
30,000 $0.21

30,000

$0.21

$6,447

Apr 05, 2023

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
663,000 $0.30

663,000

$0.30

$200,027

Apr 03, 2023

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
26,827,638 $0.30

26,827,638

$0.30

$8,093,898

Apr 03, 2023

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Apr 03, 2023

Gutfreund John Peter

Gutfreund John Peter
Sell
588 $0.00

588

$0.00

$900

Dec 23, 2022

Arno Andrew

Arno Andrew
Buy
250,000 $0.35

250,000

$0.35

$87,875

Dec 23, 2022

Gutfreund John Peter

Gutfreund John Peter
Buy
75,000 $0.33

75,000

$0.33

$24,728

Dec 22, 2022

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Buy
25,000 $0.29

25,000

$0.29

$7,125

Aug 17, 2022

Arno Andrew

Arno Andrew
Buy
7,500 $0.90

7,500

$0.90

$6,750

Aug 17, 2022

Arno Andrew

Arno Andrew
Buy
7,500 $0.90

7,500

$0.90

$6,750

Aug 17, 2022

Last Andrew J.

Last Andrew J.
Buy
20,000 $0.87

20,000

$0.87

$17,400

Aug 16, 2022

Arno Andrew

Arno Andrew
Buy
115,523 $0.97

115,523

$0.97

$112,057

Aug 16, 2022

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
President & CEO
Buy
40,000 $0.96

40,000

$0.96

$38,400

Aug 16, 2022

GRIFFITH MELINDA

GRIFFITH MELINDA
Buy
10,000 $1.00

10,000

$1.00

$10,000

Aug 16, 2022

Carter Jennifer L.

Carter Jennifer L.
Buy
10,500 $0.95

10,500

$0.95

$9,975

Aug 15, 2022

Arno Andrew

Arno Andrew
Buy
34,477 $0.93

34,477

$0.93

$32,064

Aug 15, 2022

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Buy
5,000 $0.97

5,000

$0.97

$4,850

Aug 15, 2022

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Buy
5,000 $0.97

5,000

$0.97

$4,850

Aug 15, 2022

Gutfreund John Peter

Gutfreund John Peter
Buy
25,000 $0.93

25,000

$0.93

$23,250

Jun 24, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Sell
10,964 $1.05

10,964

$1.05

$11,528

Jun 24, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Sell
35,441 $1.03

35,441

$1.03

$36,394

Jun 24, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Sell
12,517 $1.05

12,517

$1.05

$13,160

Jun 24, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Sell
40,464 $1.03

40,464

$1.03

$41,552

May 18, 2022

Yu Li

Yu Li
VP Cntrllr/Prncpl Acctng Offcr
Sell
8,128 $1.14

8,128

$1.14

$9,266

Apr 14, 2022

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
6,003,752 $1.33

6,003,752

$1.33

$8,000,000

Apr 14, 2022

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
1,665,898 $1.33

1,665,898

$1.33

$2,219,809

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
30,790 $1.23

30,790

$1.23

$37,779

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
92,370 $1.26

92,370

$1.26

$116,386

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
1,916,419 $1.33

1,916,419

$1.33

$2,553,628

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
19,210 $1.23

19,210

$1.23

$23,571

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
57,630 $1.26

57,630

$1.26

$72,614

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
767,952 $1.33

767,952

$1.33

$1,023,296

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
1,381,438 $1.33

1,381,438

$1.33

$1,840,766

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
832,949 $0.00

832,949

$0.00

$346,340

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
383,976 $0.00

383,976

$0.00

$159,657

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
690,719 $0.00

690,719

$0.00

$287,201

Apr 14, 2022

PURA VIDA INVESTMENTS, LLC

PURA VIDA INVESTMENTS, LLC
Buy
958,209 $0.00

958,209

$0.00

$398,423

Apr 13, 2022

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
5,882 $0.00

5,882

$0.00

$9,000

Apr 13, 2022

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Mar 25, 2022

Ross Douglas T.

Ross Douglas T.
Chief Scientific Officer
Buy
15,000 $1.40

15,000

$1.40

$21,000

Mar 17, 2022

Paulsen Gisela

Paulsen Gisela
COO
Buy
16,500 $1.20

16,500

$1.20

$19,767

Mar 16, 2022

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
CEO
Buy
50,000 $1.28

50,000

$1.28

$64,150

Mar 16, 2022

Redmond Cavan M.

Redmond Cavan M.
Buy
40,000 $1.19

40,000

$1.19

$47,560

Mar 15, 2022

Levine Mitchell S

Levine Mitchell S
CFO
Buy
25,000 $1.17

25,000

$1.17

$29,150

Mar 19, 2021

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
CEO
Buy
11,000 $4.79

11,000

$4.79

$52,702

Feb 05, 2021

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
600,000 $4.50

600,000

$4.50

$2,700,000

Feb 05, 2021

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Jan 20, 2021

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
1,460,280 $3.42

1,460,280

$3.42

$4,999,999

Jan 20, 2021

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Dec 23, 2020

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Sell
900 $2.55

900

$2.55

$2,295

Dec 22, 2020

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Sell
7,652 $0.00

7,652

$0.00

$0

Dec 21, 2020

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Sell
30,000 $0.00

30,000

$0.00

$0

Dec 21, 2020

KINGSLEY ALFRED D

KINGSLEY ALFRED D
Sell
5,148 $2.54

5,148

$2.54

$13,076

Aug 03, 2020

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
CEO
Buy
40,000 $1.35

40,000

$1.35

$53,880

Aug 03, 2020

Parker Albert P

Parker Albert P
COO
Buy
5,000 $1.33

5,000

$1.33

$6,648

Aug 03, 2020

KALAJIAN TONY T

KALAJIAN TONY T
Sr.VP/Chief Accounting Officer
Buy
5,000 $1.31

5,000

$1.31

$6,533

Aug 03, 2020

Levine Mitchell S

Levine Mitchell S
CFO
Buy
10,000 $1.32

10,000

$1.32

$13,200

Apr 24, 2020

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
1,050,000 $2.27

1,050,000

$2.27

$2,383,500

Apr 24, 2020

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Mar 31, 2020

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
CEO and President
Buy
18,000 $2,372.00

18,000

$2,372.00

$42,696,000

Mar 30, 2020

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
CEO and President
Buy
27,216 $2.26

27,216

$2.26

$61,454

Jan 02, 2020

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
768,376 $2.16

768,376

$2.16

$1,656,619

Jan 02, 2020

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Jan 02, 2020

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
623,090 $2.16

623,090

$2.16

$1,343,382

Jan 02, 2020

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Jan 02, 2020

Lineage Cell Therapeutics, Inc.

Lineage Cell Therapeutics, Inc.
Sell
2,383,090 $2.16

2,383,090

$2.16

$5,137,942

Nov 13, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
1,176,471 $1.70

1,176,471

$1.70

$2,000,001

Nov 13, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Sep 17, 2019

Arno Andrew

Arno Andrew
Buy
50,000 $2.16

50,000

$2.16

$108,130

Sep 13, 2019

KALAJIAN TONY T

KALAJIAN TONY T
SVP-Chief Accounting Officer
Buy
10,000 $1.98

10,000

$1.98

$19,800

Sep 12, 2019

Levine Mitchell S

Levine Mitchell S
CFO
Buy
10,000 $2.01

10,000

$2.01

$20,060

Sep 11, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
2,000,000 $1.66

2,000,000

$1.66

$3,320,000

Sep 11, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $0.00

0

$0.00

$0

Sep 11, 2019

Lineage Cell Therapeutics, Inc.

Lineage Cell Therapeutics, Inc.
Sell
4,000,000 $1.66

4,000,000

$1.66

$6,640,000

Jul 05, 2019

Lineage Cell Therapeutics, Inc.

Lineage Cell Therapeutics, Inc.
Sell
2,250,000 $2.00

2,250,000

$2.00

$4,500,000

Jul 02, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
1,000,000 $2.00

1,000,000

$2.00

$2,000,000

Jul 02, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $2.00

0

$2.00

$0

Feb 08, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
533,333 $3.75

533,333

$3.75

$1,999,999

Feb 08, 2019

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $3.75

0

$3.75

$0

Jul 26, 2018

Arno Andrew

Arno Andrew
Buy
52,447 $0.00

52,447

$0.00

$0

Jul 26, 2018

Arno Andrew

Arno Andrew
Buy
52,447 $0.00

52,447

$0.00

$49,326

Jul 26, 2018

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
Buy
17,482 $0.00

17,482

$0.00

$0

Jul 26, 2018

ANDREWS RONALD ASBURY

ANDREWS RONALD ASBURY
Buy
17,482 $0.00

17,482

$0.00

$16,442

Jul 26, 2018

Levine Mitchell S

Levine Mitchell S
CFO
Buy
3,495 $0.00

3,495

$0.00

$0

Jul 26, 2018

Levine Mitchell S

Levine Mitchell S
CFO
Buy
3,495 $0.00

3,495

$0.00

$3,287

Jul 26, 2018

Last Andrew J.

Last Andrew J.
Buy
6,993 $0.00

6,993

$0.00

$0

Jul 26, 2018

Last Andrew J.

Last Andrew J.
Buy
6,993 $0.00

6,993

$0.00

$6,577

Jul 26, 2018

Redmond Cavan M.

Redmond Cavan M.
Buy
52,447 $0.00

52,447

$0.00

$0

Jul 26, 2018

Redmond Cavan M.

Redmond Cavan M.
Buy
52,447 $0.00

52,447

$0.00

$49,326

Jul 26, 2018

HESTERBERG LYNDAL K.

HESTERBERG LYNDAL K.
Sr VP, Research & Development
Buy
874 $0.00

874

$0.00

$0

Jul 26, 2018

HESTERBERG LYNDAL K.

HESTERBERG LYNDAL K.
Sr VP, Research & Development
Buy
874 $0.00

874

$0.00

$822

Jul 26, 2018

ANNETT WILLIAM

ANNETT WILLIAM
President and CEO
Buy
3,500 $0.00

3,500

$0.00

$0

Jul 26, 2018

ANNETT WILLIAM

ANNETT WILLIAM
President and CEO
Buy
3,500 $0.00

3,500

$0.00

$3,292

Mar 28, 2018

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
3,968,254 $1.26

3,968,254

$1.26

$5,000,000

Mar 28, 2018

BROADWOOD PARTNERS, L.P.

BROADWOOD PARTNERS, L.P.
Buy
0 $1.26

0

$1.26

$0

TOP