Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Historical Insider Transactions

The table below lists insider purchases and sales reported by company officers, directors, and major shareholders during the last 12 months.

DATE

INSIDER

INSIDER TYPE SHARES PRICE

SHARES

PRICE

VALUE

Jul 17, 2025

GROSSMAN ERIC F

GROSSMAN ERIC F
Chief Legal/Admin Officer
Sell
12,000 $141.12

12,000

$141.12

$1,693,400

Jul 17, 2025

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Co-President
Sell
29,000 $141.13

29,000

$141.13

$4,092,628

Jul 17, 2025

Pizzi Michael A.

Pizzi Michael A.
Head Technology & Operations
Sell
18,000 $140.62

18,000

$140.62

$2,531,077

Jul 17, 2025

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
22,207 $140.68

22,207

$140.68

$3,124,074

Jul 17, 2025

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
21,359 $141.28

21,359

$141.28

$3,017,640

Jul 17, 2025

YESHAYA SHARON

YESHAYA SHARON
CFO
Sell
25,583 $139.81

25,583

$139.81

$3,576,706

Jul 17, 2025

Smith Charles Aubrey III

Smith Charles Aubrey III
Chief Risk Officer
Sell
20,000 $140.30

20,000

$140.30

$2,805,918

May 12, 2025

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Co-President
Sell
29,013 $127.37

29,013

$127.37

$3,695,519

May 02, 2025

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
40,000 $120.00

40,000

$120.00

$4,799,812

Apr 15, 2025

GROSSMAN ERIC F

GROSSMAN ERIC F
Chief Legal/Admin Officer
Sell
10,068 $111.65

10,068

$111.65

$1,124,093

Jan 22, 2025

CRAWLEY MANDELL

CRAWLEY MANDELL
Chief Client Officer
Sell
8,312 $138.06

8,312

$138.06

$1,147,555

Jan 21, 2025

GROSSMAN ERIC F

GROSSMAN ERIC F
Chief Legal/Admin Officer
Sell
13,097 $136.20

13,097

$136.20

$1,783,754

Jan 21, 2025

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Co-President
Sell
22,111 $136.22

22,111

$136.22

$3,011,907

Jan 21, 2025

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Co-President
Sell
14,520 $137.20

14,520

$137.20

$1,992,161

Jan 21, 2025

AKRAM RAJA

AKRAM RAJA
Deputy Chief Financial Officer
Sell
17,500 $136.01

17,500

$136.01

$2,380,175

Jan 21, 2025

Pizzi Michael A.

Pizzi Michael A.
Head Technology & Operations
Sell
18,391 $136.92

18,391

$136.92

$2,518,164

Jan 21, 2025

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
18,833 $136.07

18,833

$136.07

$2,562,557

Jan 21, 2025

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
11,887 $136.99

11,887

$136.99

$1,628,357

Jan 21, 2025

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
100 $137.61

100

$137.61

$13,761

Oct 17, 2024

LUCZO STEPHEN J

LUCZO STEPHEN J
Sell
60,000 $119.17

60,000

$119.17

$7,150,470

Aug 12, 2024

Chudnovsky Yekaterina

Chudnovsky Yekaterina
Buy
3,442,341 $5.81

3,442,341

$5.81

$20,000,001

Jul 26, 2024

CRAWLEY MANDELL

CRAWLEY MANDELL
Chief Human Resources Officer
Sell
3,500 $105.25

3,500

$105.25

$368,375

Jul 19, 2024

YESHAYA SHARON

YESHAYA SHARON
CFO
Sell
15,547 $104.00

15,547

$104.00

$1,616,888

Jul 18, 2024

AKRAM RAJA

AKRAM RAJA
Deputy Chief Financial Officer
Sell
7,500 $106.37

7,500

$106.37

$797,765

Jul 17, 2024

GORMAN JAMES P

GORMAN JAMES P
Executive Chairman
Sell
200,000 $105.06

200,000

$105.06

$21,012,300

Jul 17, 2024

Herz Robert H

Herz Robert H
Sell
861 $106.62

861

$106.62

$91,800

Jul 17, 2024

Herz Robert H

Herz Robert H
Sell
139 $106.63

139

$106.63

$14,822

Jul 17, 2024

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Co-President
Sell
40,000 $106.54

40,000

$106.54

$4,261,768

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $0.00

50,000

$0.00

$0

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $4.99

50,000

$4.99

$0

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $0.00

50,000

$0.00

$0

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $4.99

50,000

$4.99

$0

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $0.00

50,000

$0.00

$0

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $4.99

50,000

$4.99

$0

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $0.00

50,000

$0.00

$0

Jun 28, 2024

Venkatesan Jay

Venkatesan Jay
Buy
50,000 $4.99

50,000

$4.99

$0

Jun 28, 2024

Chudnovsky Yekaterina

Chudnovsky Yekaterina
Buy
1,600,000 $0.00

1,600,000

$0.00

$0

Jun 28, 2024

Chudnovsky Yekaterina

Chudnovsky Yekaterina
Buy
1,600,000 $4.99

1,600,000

$4.99

$0

May 14, 2024

CRAWLEY MANDELL

CRAWLEY MANDELL
Chief Human Resources Officer
Sell
6,954 $99.61

6,954

$99.61

$692,663

Apr 18, 2024

GORMAN JAMES P

GORMAN JAMES P
Executive Chairman
Sell
100,000 $90.21

100,000

$90.21

$9,020,530

Apr 17, 2024

Smith Charles Aubrey III

Smith Charles Aubrey III
Chief Risk Officer
Sell
11,200 $90.09

11,200

$90.09

$1,009,019

Mar 19, 2024

Chudnovsky Yekaterina

Chudnovsky Yekaterina
Buy
1,032,702 $5.81

1,032,702

$5.81

$30,132,799

Feb 12, 2024

GORMAN JAMES P

GORMAN JAMES P
Executive Chairman
Sell
100,000 $87.30

100,000

$87.30

$8,730,220

Feb 12, 2024

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
26,655 $87.19

26,655

$87.19

$2,324,092

Jan 31, 2024

GROSSMAN ERIC F

GROSSMAN ERIC F
Chief Legal/Admin Officer
Sell
26,562 $88.55

26,562

$88.55

$2,352,001

Jan 30, 2024

GROSSMAN ERIC F

GROSSMAN ERIC F
Chief Legal/Admin Officer
Sell
26,563 $87.81

26,563

$87.81

$2,332,595

Jan 30, 2024

AKRAM RAJA

AKRAM RAJA
Deputy Chief Financial Officer
Sell
4,500 $87.41

4,500

$87.41

$393,346

Jan 30, 2024

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
10,000 $87.92

10,000

$87.92

$879,170

Jan 26, 2024

GORMAN JAMES P

GORMAN JAMES P
Executive Chairman
Sell
50,000 $87.93

50,000

$87.93

$4,396,400

Jan 25, 2024

GORMAN JAMES P

GORMAN JAMES P
Executive Chairman
Sell
50,000 $87.93

50,000

$87.93

$4,396,435

Jan 19, 2024

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President
Sell
10,000 $84.13

10,000

$84.13

$841,344

Jan 18, 2024

AKRAM RAJA

AKRAM RAJA
Deputy Chief Financial Officer
Sell
7,000 $83.56

7,000

$83.56

$584,928

Dec 22, 2023

Chudnovsky Yekaterina

Chudnovsky Yekaterina
Buy
1,213,000 $5.81

1,213,000

$5.81

$7,047,530

Jul 24, 2023

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
125,000 $95.19

125,000

$95.19

$11,898,813

Jul 24, 2023

PICK EDWARD N

PICK EDWARD N
Co-President/Head of IS
Sell
100,000 $94.33

100,000

$94.33

$9,433,050

Jul 20, 2023

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Head of Investment Management
Sell
37,608 $93.78

37,608

$93.78

$3,526,852

Jul 19, 2023

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
62,500 $92.00

62,500

$92.00

$5,750,000

Jul 19, 2023

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
14,655 $92.01

14,655

$92.01

$1,348,426

Jul 19, 2023

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
47,345 $92.89

47,345

$92.89

$4,398,071

Jul 19, 2023

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
500 $93.58

500

$93.58

$46,789

Jul 19, 2023

AKRAM RAJA

AKRAM RAJA
Deputy Chief Financial Officer
Sell
13,500 $92.00

13,500

$92.00

$1,242,000

Jul 19, 2023

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President/Head of WM
Sell
39,254 $93.09

39,254

$93.09

$3,654,280

Jul 19, 2023

Smith Charles Aubrey III

Smith Charles Aubrey III
Chief Risk Officer
Sell
5,600 $92.41

5,600

$92.41

$517,520

May 15, 2023

AKRAM RAJA

AKRAM RAJA
Deputy Chief Financial Officer
Sell
7,320 $82.95

7,320

$82.95

$607,198

Jan 31, 2023

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Head of Investment Management
Sell
8,077 $96.54

8,077

$96.54

$779,726

Jan 30, 2023

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Head of Investment Management
Sell
15,133 $96.20

15,133

$96.20

$1,455,861

Jan 19, 2023

CRAWLEY MANDELL

CRAWLEY MANDELL
Chief Human Resources Officer
Sell
3,740 $93.75

3,740

$93.75

$350,625

Jan 18, 2023

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
215,329 $96.82

215,329

$96.82

$20,849,144

Jan 18, 2023

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
34,671 $97.62

34,671

$97.62

$3,384,493

Jan 18, 2023

GROSSMAN ERIC F

GROSSMAN ERIC F
Chief Legal/Admin Officer
Sell
120,000 $97.11

120,000

$97.11

$11,653,788

Jan 18, 2023

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Head of Investment Management
Sell
39,238 $96.95

39,238

$96.95

$3,804,081

Jan 18, 2023

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Head of Investment Management
Sell
5,672 $97.72

5,672

$97.72

$554,272

Jan 18, 2023

AKRAM RAJA

AKRAM RAJA
Deputy Chief Financial Officer
Sell
5,100 $97.00

5,100

$97.00

$494,700

Jan 18, 2023

PICK EDWARD N

PICK EDWARD N
Co-President/Head of IS
Sell
109,754 $96.84

109,754

$96.84

$10,628,160

Jan 18, 2023

PICK EDWARD N

PICK EDWARD N
Co-President/Head of IS
Sell
25,246 $97.62

25,246

$97.62

$2,464,406

Jul 20, 2022

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President/Head of WM
Sell
100 $0.00

100

$0.00

$0

May 25, 2022

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
11,313 $1.25

11,313

$1.25

$14,103

May 24, 2022

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
32,200 $1.24

32,200

$1.24

$39,928

May 20, 2022

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
50,000 $1.23

50,000

$1.23

$61,500

May 20, 2022

Nissenson Allen

Nissenson Allen
Buy
2,037 $1.18

2,037

$1.18

$2,404

May 19, 2022

Nissenson Allen

Nissenson Allen
Buy
7,346 $1.16

7,346

$1.16

$8,521

May 12, 2022

LUCZO STEPHEN J

LUCZO STEPHEN J
Buy
25,000 $79.30

25,000

$79.30

$1,982,425

Feb 08, 2022

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President/Head of WM
Sell
17,162 $105.70

17,162

$105.70

$1,813,998

Feb 07, 2022

Hotsuki Keishi

Hotsuki Keishi
Chief Risk Officer
Sell
24,500 $105.00

24,500

$105.00

$2,572,500

Jan 21, 2022

CRAWLEY MANDELL

CRAWLEY MANDELL
Chief Human Resources Officer
Sell
700 $97.08

700

$97.08

$67,956

Jan 21, 2022

CRAWLEY MANDELL

CRAWLEY MANDELL
Chief Human Resources Officer
Sell
1,400 $97.93

1,400

$97.93

$137,101

Jan 21, 2022

CRAWLEY MANDELL

CRAWLEY MANDELL
Chief Human Resources Officer
Sell
5,375 $98.93

5,375

$98.93

$531,755

Jan 20, 2022

GROSSMAN ERIC F

GROSSMAN ERIC F
CLO
Sell
33,209 $101.63

33,209

$101.63

$3,375,130

Jan 20, 2022

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President/Head of WM
Sell
15,471 $96.80

15,471

$96.80

$1,497,593

Dec 28, 2021

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
210,337 $2.66

210,337

$2.66

$0

Dec 27, 2021

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
66,907 $2.55

66,907

$2.55

$0

Dec 20, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
358 $2.62

358

$2.62

$938

Dec 20, 2021

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
3,527 $2.54

3,527

$2.54

$0

Dec 17, 2021

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
13,742 $2.54

13,742

$2.54

$0

Dec 16, 2021

Venkatesan Jay

Venkatesan Jay
See Remarks
Buy
27,883 $2.55

27,883

$2.55

$0

Dec 15, 2021

CURHAN GREGORY S

CURHAN GREGORY S
See Remarks
Buy
4,000 $2.37

4,000

$2.37

$0

Dec 14, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
451 $2.42

451

$2.42

$1,090

Dec 06, 2021

Goldberg Itzhak

Goldberg Itzhak
See Remarks
Sell
32,118 $3.35

32,118

$3.35

$107,721

Dec 03, 2021

Goldberg Itzhak

Goldberg Itzhak
See Remarks
Sell
40,215 $3.39

40,215

$3.39

$136,216

Dec 02, 2021

Goldberg Itzhak

Goldberg Itzhak
See Remarks
Sell
38,800 $3.51

38,800

$3.51

$136,328

Dec 01, 2021

Goldberg Itzhak

Goldberg Itzhak
See Remarks
Sell
38,867 $3.54

38,867

$3.54

$137,667

Nov 18, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
374 $4.13

374

$4.13

$1,545

Nov 16, 2021

Goldberg Itzhak

Goldberg Itzhak
See Remarks
Sell
38,495 $4.26

38,495

$4.26

$163,808

Nov 15, 2021

Goldberg Itzhak

Goldberg Itzhak
See Remarks
Sell
111,505 $4.17

111,505

$4.17

$465,243

Nov 15, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
433 $4.40

433

$4.40

$1,905

Oct 18, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
373 $8.62

373

$8.62

$3,215

Oct 14, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
430 $8.65

430

$8.65

$3,720

Sep 20, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
376 $10.07

376

$10.07

$3,786

Sep 14, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
430 $10.64

430

$10.64

$4,575

Aug 18, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
381 $9.03

381

$9.03

$3,440

Aug 16, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
445 $10.68

445

$10.68

$4,753

Jul 21, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
365 $10.98

365

$10.98

$4,008

Jul 21, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
432 $10.94

432

$10.94

$4,726

Jul 21, 2021

YESHAYA SHARON

YESHAYA SHARON
CFO
Sell
2,500 $95.64

2,500

$95.64

$239,104

Jul 16, 2021

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Co-President/Head of WM
Sell
11,465 $92.97

11,465

$92.97

$1,065,901

Jul 14, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
431 $11.01

431

$11.01

$4,745

May 18, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
363 $13.91

363

$13.91

$5,049

May 14, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
440 $13.92

440

$13.92

$6,125

Apr 19, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
381 $13.55

381

$13.55

$5,163

Apr 19, 2021

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Head of Investment Management
Sell
73,162 $80.06

73,162

$80.06

$5,856,984

Apr 15, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
399 $15.01

399

$15.01

$5,989

Mar 17, 2021

Neylan John F.

Neylan John F.
See Remarks
Sell
442 $19.13

442

$19.13

$8,455

Mar 13, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
499 $20.45

499

$20.45

$10,205

Feb 16, 2021

Hotsuki Keishi

Hotsuki Keishi
Chief Risk Officer
Sell
22,746 $76.25

22,746

$76.25

$1,734,383

Feb 13, 2021

Rhodes Jennifer J

Rhodes Jennifer J
See Remarks
Sell
457 $19.54

457

$19.54

$8,930

Feb 09, 2021

GANZI VICTOR F

GANZI VICTOR F
Sell
246,720 $16.00

246,720

$16.00

$3,947,520

Feb 09, 2021

Venkatesan Jay

Venkatesan Jay
See Remarks
Sell
159,177 $16.00

159,177

$16.00

$2,546,832

Feb 09, 2021

ROONEY ROBERT P

ROONEY ROBERT P
Head of Tech/Ops/Resilience
Sell
15,169 $74.36

15,169

$74.36

$1,128,012

Jan 22, 2021

PRUZAN JONATHAN

PRUZAN JONATHAN
CFO
Sell
18,880 $74.53

18,880

$74.53

$1,407,060

Jan 22, 2021

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
171,975 $73.11

171,975

$73.11

$12,573,522

Jan 22, 2021

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
3,025 $73.59

3,025

$73.59

$222,600

Jan 21, 2021

GROSSMAN ERIC F

GROSSMAN ERIC F
CLO
Sell
29,000 $74.74

29,000

$74.74

$2,167,567

Jan 21, 2021

BRODSKY JEFFREY S

BRODSKY JEFFREY S
Chief Human Resources Officer
Sell
18,500 $74.57

18,500

$74.57

$1,379,545

Jan 21, 2021

PICK EDWARD N

PICK EDWARD N
Head of Inst'l Securities
Sell
98,700 $75.09

98,700

$75.09

$7,411,768

Jan 21, 2021

PICK EDWARD N

PICK EDWARD N
Head of Inst'l Securities
Sell
1,300 $75.72

1,300

$75.72

$98,432

Nov 12, 2020

OLAYAN HUTHAM S

OLAYAN HUTHAM S
Buy
25,000 $55.40

25,000

$55.40

$1,385,000

Oct 19, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
97 $52.05

97

$52.05

$5,040

Oct 19, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $52.11

0

$52.11

$13

Oct 19, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
13 $52.11

13

$52.11

$660

Oct 19, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
12 $52.11

12

$52.11

$645

Oct 19, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
1,020,000 $0.96

1,020,000

$0.96

$980,526

Jul 21, 2020

ROONEY ROBERT P

ROONEY ROBERT P
Head of Tech/Ops/Resilience
Sell
18,355 $52.18

18,355

$52.18

$957,843

Jul 20, 2020

Hotsuki Keishi

Hotsuki Keishi
Chief Risk Officer
Sell
19,000 $52.00

19,000

$52.00

$988,000

Jul 17, 2020

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
149,900 $52.39

149,900

$52.39

$7,852,766

Jul 17, 2020

GORMAN JAMES P

GORMAN JAMES P
Chairman and CEO
Sell
100 $53.01

100

$53.01

$5,301

Jul 17, 2020

GROSSMAN ERIC F

GROSSMAN ERIC F
CLO
Sell
54,420 $52.84

54,420

$52.84

$2,875,531

Jul 17, 2020

SAPERSTEIN ANDREW M

SAPERSTEIN ANDREW M
Head of Wealth Management
Sell
28,846 $52.56

28,846

$52.56

$1,516,195

Jun 24, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
2 $46.95

2

$46.95

$84

Jun 24, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $46.95

0

$46.95

$18

May 29, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $44.20

0

$44.20

$0

May 15, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $37.28

0

$37.28

$8

May 07, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $38.84

0

$38.84

$0

Apr 28, 2020

BRODSKY JEFFREY S

BRODSKY JEFFREY S
Chief Human Resources Officer
Sell
18,174 $40.57

18,174

$40.57

$737,319

Apr 27, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $38.55

0

$38.55

$12

Apr 17, 2020

LUCZO STEPHEN J

LUCZO STEPHEN J
Buy
19,000 $38.68

19,000

$38.68

$734,871

Apr 09, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $41.28

0

$41.28

$0

Mar 30, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
2 $34.84

2

$34.84

$81

Mar 26, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $35.44

0

$35.44

$0

Mar 11, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $38.78

0

$38.78

$0

Feb 28, 2020

LUCZO STEPHEN J

LUCZO STEPHEN J
Buy
50,000 $44.97

50,000

$44.97

$2,248,735

Feb 27, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $46.25

0

$46.25

$0

Feb 26, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $47.23

0

$47.23

$0

Feb 21, 2020

LUCZO STEPHEN J

LUCZO STEPHEN J
Buy
50,000 $53.00

50,000

$53.00

$2,649,955

Feb 19, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $56.32

0

$56.32

$0

Feb 06, 2020

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
1,495 $54.95

1,495

$54.95

$82,173

Dec 26, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $51.10

0

$51.10

$0

Nov 27, 2019

Hotsuki Keishi

Hotsuki Keishi
Chief Risk Officer
Sell
26,000 $49.78

26,000

$49.78

$1,294,249

Nov 27, 2019

WIRTH PAUL C

WIRTH PAUL C
Deputy Chief Financial Officer
Sell
25,000 $49.62

25,000

$49.62

$1,240,500

Nov 26, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $49.41

0

$49.41

$0

Nov 21, 2019

ROONEY ROBERT P

ROONEY ROBERT P
Head of Tech/Ops/Resilience
Sell
51,105 $49.13

51,105

$49.13

$2,511,003

Nov 19, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $49.37

0

$49.37

$0

Nov 08, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $49.15

0

$49.15

$0

Oct 29, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $46.82

0

$46.82

$0

Sep 26, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $42.61

0

$42.61

$0

Sep 20, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $43.68

0

$43.68

$0

Sep 06, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $42.18

0

$42.18

$3

Sep 03, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $40.73

0

$40.73

$0

Aug 27, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $39.80

0

$39.80

$0

Aug 13, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $40.69

0

$40.69

$0

Aug 02, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
75 $42.12

75

$42.12

$3,174

Aug 02, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
1 $42.12

1

$42.12

$52

Aug 02, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
27 $45.81

27

$45.81

$1,229

Aug 02, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
76 $45.99

76

$45.99

$3,491

Jul 17, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $43.84

0

$43.84

$0

May 28, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $42.17

0

$42.17

$0

May 14, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
1,429 $44.34

1,429

$44.34

$63,374

Apr 24, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $47.37

0

$47.37

$0

Apr 18, 2019

SIMKOWITZ DANIEL A

SIMKOWITZ DANIEL A
Head of Investment Management
Buy
7,000 $47.57

7,000

$47.57

$332,979

Mar 15, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $43.34

0

$43.34

$9

Mar 07, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $41.17

0

$41.17

$0

Feb 27, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $42.46

0

$42.46

$0

Feb 26, 2019

WIRTH PAUL C

WIRTH PAUL C
Deputy Chief Financial Officer
Sell
25,000 $42.40

25,000

$42.40

$1,060,073

Jan 18, 2019

BRODSKY JEFFREY S

BRODSKY JEFFREY S
Chief Human Resources Officer
Sell
15,565 $43.38

15,565

$43.38

$675,152

Jan 16, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $44.49

0

$44.49

$1

Jan 09, 2019

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $41.68

0

$41.68

$2

Nov 30, 2018

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
0 $44.39

0

$44.39

$1

Nov 05, 2018

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Buy
7,000 $217.00

7,000

$217.00

$0

Nov 05, 2018

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
7,000 $242.00

7,000

$242.00

$0

Oct 08, 2018

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
0 $47.02

0

$47.02

$0

Sep 13, 2018

MITSUBISHI UFJ FINANCIAL GROUP INC

MITSUBISHI UFJ FINANCIAL GROUP INC
Sell
667 $47.66

667

$47.66

$31,791

TOP