Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

UP Fintech Holding Ltd (TIGR) Class Action Lawsuit (November 2019)

Closed

1:19cv10326 • November 6, 2019

Class Period Start

March 20, 2019

Class Period End

May 16, 2019

PSLRA Deadline

January 6, 2020

Case Allegations

10b5 + Sec11

10b-5 Statutes of Repose

Mar 20, 2022

Sec11 Statutes of Repose

Mar 20, 2022

Country

United States

Court

Federal Court

Docket History

Mar 25, 2021

Voluntary Dismissal

The plaintiff in this action has chosen not to proceed with the case. Once a case is voluntary dismissed, the courts will usually close the case and no further action will be taken.

Mar 17, 2021

Motion to Dismiss Granted

The court has granted the defendants' request to dismiss the lawsuit. Depending on the court's decision, the plaintiffs may be allowed to file an updated complaint or pursue an appeal.

May 8, 2020

Motion to Dismiss

After reviewing the complaint(s) filed by plaintiffs, defendants have filed a motion requesting that the court dismiss some or all of the plaintiffs' claims. In a motion to dismiss, defendants might challenge the validity of plaintiffs' claims or adequacy of plaintiffs' pleadings. Once a motion to dismiss is filed, the judge will make a decision on whether part or all of the case should be dismissed or the case can proceed as alleged.

Mar 24, 2020

First Amended Complaint

A new complaint has been filed on behalf of certain investors in UP Fintech Holding Ltd. Amended complaints may contain additional facts, parties, allegations, a change in the class definition, etc.

Feb 3, 2020

Scheduling Order

Jan 24, 2020

Appointment of Lead Plaintiff

The court has appointed a lead plaintiff to represent the interests of investors in the lawsuit. The lead plaintiff works with the attorneys handling the case, helps oversee the litigation, and represents the interests of the proposed class.

Jan 23, 2020

Scheduling Order

Dec 6, 2019

Scheduling Order

Nov 6, 2019

First Filed Complaint

A securities fraud class action complaint has been filed on behalf of certain investors in UP Fintech Holding Ltd.

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