Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Historical Insider Transactions

The table below lists insider purchases and sales reported by company officers, directors, and major shareholders during the last 12 months.

DATE

INSIDER

INSIDER TYPE SHARES PRICE

SHARES

PRICE

VALUE

Aug 18, 2025

LETICA NICHOLAS

LETICA NICHOLAS
CIO
Sell
8,654 $10.02

8,654

$10.02

$86,713

Jan 14, 2025

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
CEO
Sell
9,663 $11.27

9,663

$11.27

$108,902

Jan 14, 2025

Sandberg Rebecca B

Sandberg Rebecca B
CLO
Sell
3,014 $11.24

3,014

$11.24

$33,870

Jan 14, 2025

HANSON ALECIA

HANSON ALECIA
Chief Administrative Officer
Sell
1,095 $11.28

1,095

$11.28

$12,352

Jan 14, 2025

RUSH ROBERT

RUSH ROBERT
Chief Risk Officer
Sell
2,868 $11.25

2,868

$11.25

$32,265

Jan 14, 2025

LETICA NICHOLAS

LETICA NICHOLAS
CIO
Sell
5,737 $11.28

5,737

$11.28

$64,720

Jan 14, 2025

Halm Jillian

Halm Jillian
CAO
Sell
1,030 $11.23

1,030

$11.23

$11,567

Jan 10, 2025

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
CEO
Sell
13,855 $11.13

13,855

$11.13

$154,230

Jan 10, 2025

Sandberg Rebecca B

Sandberg Rebecca B
CLO
Sell
3,785 $11.14

3,785

$11.14

$42,165

Jan 10, 2025

HANSON ALECIA

HANSON ALECIA
Chief Administrative Officer
Sell
1,520 $11.14

1,520

$11.14

$16,933

Jan 10, 2025

RUSH ROBERT

RUSH ROBERT
Chief Risk Officer
Sell
2,268 $11.13

2,268

$11.13

$25,243

Jan 10, 2025

LETICA NICHOLAS

LETICA NICHOLAS
CIO
Sell
6,040 $11.13

6,040

$11.13

$67,225

Jan 10, 2025

BOUCHER NATHAN

BOUCHER NATHAN
EVP General Counsel RoundPoint
Sell
686 $11.14

686

$11.14

$7,642

Jan 08, 2025

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
CEO
Sell
14,039 $11.21

14,039

$11.21

$157,383

Jan 08, 2025

Sandberg Rebecca B

Sandberg Rebecca B
CLO
Sell
5,025 $11.21

5,025

$11.21

$56,330

Jan 08, 2025

HANSON ALECIA

HANSON ALECIA
Chief Administrative Officer
Sell
1,663 $11.21

1,663

$11.21

$18,642

Jan 08, 2025

RUSH ROBERT

RUSH ROBERT
Chief Risk Officer
Sell
4,679 $11.22

4,679

$11.22

$52,498

Jan 08, 2025

LETICA NICHOLAS

LETICA NICHOLAS
CIO
Sell
3,956 $11.21

3,956

$11.21

$44,347

Jan 08, 2025

Halm Jillian

Halm Jillian
CAO
Sell
481 $11.31

481

$11.31

$5,440

Aug 16, 2024

LETICA NICHOLAS

LETICA NICHOLAS
CIO
Sell
8,654 $13.63

8,654

$13.63

$117,954

May 21, 2024

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
CEO
Sell
8,170 $12.68

8,170

$12.68

$103,609

May 21, 2024

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
3,870 $12.68

3,870

$12.68

$49,078

May 21, 2024

Sandberg Rebecca B

Sandberg Rebecca B
CLO
Sell
4,505 $12.68

4,505

$12.68

$57,131

May 17, 2024

Abraham Spencer

Abraham Spencer
Sell
3,840 $13.02

3,840

$13.02

$49,981

May 17, 2024

KASNET STEPHEN G

KASNET STEPHEN G
Sell
12,790 $13.02

12,790

$13.02

$166,473

Feb 27, 2024

HANSON ALECIA

HANSON ALECIA
Chief Administrative Officer
Sell
1,725 $12.60

1,725

$12.60

$21,735

Feb 27, 2024

VINAR JASON

VINAR JASON
COO
Sell
1,980 $12.60

1,980

$12.60

$24,948

Feb 27, 2024

KEEN MATTHEW

KEEN MATTHEW
CTO
Sell
1,891 $12.60

1,891

$12.60

$23,827

Feb 27, 2024

RUSH ROBERT

RUSH ROBERT
Chief Risk Officer
Sell
3,775 $12.60

3,775

$12.60

$47,566

Feb 09, 2024

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
CEO
Sell
7,170 $12.30

7,170

$12.30

$88,174

Feb 09, 2024

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
2,150 $12.30

2,150

$12.30

$26,440

Feb 09, 2024

Sandberg Rebecca B

Sandberg Rebecca B
CLO
Sell
2,360 $12.30

2,360

$12.30

$29,022

Feb 09, 2024

HANSON ALECIA

HANSON ALECIA
Chief Administrative Officer
Sell
902 $12.30

902

$12.30

$11,092

Feb 09, 2024

VINAR JASON

VINAR JASON
COO
Sell
1,207 $12.30

1,207

$12.30

$14,843

Feb 09, 2024

RUSH ROBERT

RUSH ROBERT
Chief Risk Officer
Sell
2,255 $12.30

2,255

$12.30

$27,731

Jan 16, 2024

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
CEO
Sell
9,663 $13.28

9,663

$13.28

$128,361

Jan 16, 2024

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
2,868 $13.28

2,868

$13.28

$38,098

Jan 16, 2024

Sandberg Rebecca B

Sandberg Rebecca B
CLO
Sell
3,466 $13.28

3,466

$13.28

$46,042

Jan 16, 2024

HANSON ALECIA

HANSON ALECIA
Chief Administrative Officer
Sell
1,147 $13.28

1,147

$13.28

$15,237

Jan 16, 2024

VINAR JASON

VINAR JASON
COO
Sell
1,721 $13.28

1,721

$13.28

$22,861

Jan 16, 2024

KEEN MATTHEW

KEEN MATTHEW
CTO
Sell
1,075 $13.28

1,075

$13.28

$14,280

Jan 16, 2024

RUSH ROBERT

RUSH ROBERT
Chief Risk Officer
Sell
3,227 $13.28

3,227

$13.28

$42,867

Jan 16, 2024

LETICA NICHOLAS

LETICA NICHOLAS
CIO
Sell
5,737 $13.28

5,737

$13.28

$76,209

Jan 09, 2024

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
CEO
Sell
9,878 $14.05

9,878

$14.05

$138,792

Jan 09, 2024

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
3,060 $14.05

3,060

$14.05

$42,995

Jan 09, 2024

Sandberg Rebecca B

Sandberg Rebecca B
CLO
Sell
3,446 $14.05

3,446

$14.05

$48,418

Jan 09, 2024

HANSON ALECIA

HANSON ALECIA
Chief Administrative Officer
Sell
1,224 $14.05

1,224

$14.05

$17,198

Jan 09, 2024

VINAR JASON

VINAR JASON
COO
Sell
1,607 $14.05

1,607

$14.05

$22,579

Jan 09, 2024

KEEN MATTHEW

KEEN MATTHEW
CTO
Sell
1,147 $14.05

1,147

$14.05

$16,116

Jan 09, 2024

RUSH ROBERT

RUSH ROBERT
Chief Risk Officer
Sell
3,443 $14.05

3,443

$14.05

$48,376

Aug 16, 2023

LETICA NICHOLAS

LETICA NICHOLAS
Vice Pres. & Chief Inv. Off.
Sell
8,653 $12.96

8,653

$12.96

$112,155

May 22, 2023

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President and CEO
Sell
8,741 $12.33

8,741

$12.33

$107,803

May 22, 2023

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
3,755 $12.33

3,755

$12.33

$46,310

May 22, 2023

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
4,175 $12.33

4,175

$12.33

$51,490

Feb 27, 2023

HANSON ALECIA

HANSON ALECIA
Vice President & CAO
Sell
1,684 $16.73

1,684

$16.73

$28,173

Feb 27, 2023

VINAR JASON

VINAR JASON
Vice President & COO
Sell
1,949 $16.73

1,949

$16.73

$32,607

Feb 27, 2023

KEEN MATTHEW

KEEN MATTHEW
Vice President & CTO
Sell
1,158 $16.73

1,158

$16.73

$19,373

Feb 27, 2023

RUSH ROBERT

RUSH ROBERT
Vice President & CRO
Sell
3,668 $16.73

3,668

$16.73

$61,368

Feb 08, 2023

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President and CEO
Sell
7,408 $16.99

7,408

$16.99

$125,877

Feb 08, 2023

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
2,540 $16.97

2,540

$16.97

$43,106

Feb 08, 2023

HANSON ALECIA

HANSON ALECIA
Vice President & CAO
Sell
915 $17.02

915

$17.02

$15,574

Feb 08, 2023

VINAR JASON

VINAR JASON
Vice President & COO
Sell
1,228 $16.97

1,228

$16.97

$20,844

Feb 08, 2023

RUSH ROBERT

RUSH ROBERT
Vice President & CRO
Sell
2,301 $16.97

2,301

$16.97

$39,042

Jan 30, 2023

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President and CEO
Sell
4,020 $17.72

4,020

$17.72

$71,248

Jan 30, 2023

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
2,188 $17.74

2,188

$17.74

$38,810

Jan 30, 2023

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
2,855 $17.70

2,855

$17.70

$50,537

Jan 30, 2023

HANSON ALECIA

HANSON ALECIA
Vice President & CAO
Sell
1,026 $17.73

1,026

$17.73

$18,191

Jan 30, 2023

VINAR JASON

VINAR JASON
Vice President & COO
Sell
1,231 $17.73

1,231

$17.73

$21,827

Jan 30, 2023

KEEN MATTHEW

KEEN MATTHEW
Vice President & CTO
Sell
746 $17.72

746

$17.72

$13,222

Jan 30, 2023

RUSH ROBERT

RUSH ROBERT
Vice President & CRO
Sell
2,599 $17.74

2,599

$17.74

$46,100

May 20, 2022

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President, CEO and CIO
Sell
34,955 $4.99

34,955

$4.99

$174,279

May 20, 2022

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
15,114 $4.97

15,114

$4.97

$75,068

May 20, 2022

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
17,139 $4.99

17,139

$4.99

$85,452

Jan 31, 2022

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President, CEO and CIO
Sell
16,680 $5.71

16,680

$5.71

$95,174

Jan 31, 2022

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
13,998 $5.69

13,998

$5.69

$79,709

Jan 31, 2022

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
18,169 $5.68

18,169

$5.68

$103,222

Aug 12, 2021

KOEPPEN MATTHEW

KOEPPEN MATTHEW
Sell
84,913 $6.46

84,913

$6.46

$548,122

Aug 11, 2021

KOEPPEN MATTHEW

KOEPPEN MATTHEW
Sell
110,000 $6.44

110,000

$6.44

$708,587

Aug 10, 2021

KOEPPEN MATTHEW

KOEPPEN MATTHEW
Sell
100,000 $6.43

100,000

$6.43

$642,670

May 18, 2021

SIERING THOMAS

SIERING THOMAS
Sell
52,376 $7.23

52,376

$7.23

$378,804

May 14, 2021

SIERING THOMAS

SIERING THOMAS
Sell
100,000 $7.09

100,000

$7.09

$709,260

May 13, 2021

SIERING THOMAS

SIERING THOMAS
Sell
200,000 $6.98

200,000

$6.98

$1,395,120

Feb 18, 2021

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President and CEO
Buy
17,500 $6.53

17,500

$6.53

$114,245

Feb 17, 2021

KOEPPEN MATTHEW

KOEPPEN MATTHEW
CIO
Buy
20,000 $6.66

20,000

$6.66

$133,292

Feb 17, 2021

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President and CEO
Buy
17,500 $6.63

17,500

$6.63

$115,938

Feb 01, 2021

KOEPPEN MATTHEW

KOEPPEN MATTHEW
CIO
Sell
15,808 $6.08

15,808

$6.08

$96,165

Feb 01, 2021

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President and CEO
Sell
27,813 $6.08

27,813

$6.08

$169,184

Feb 01, 2021

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
10,394 $6.08

10,394

$6.08

$63,235

Feb 01, 2021

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
17,190 $6.08

17,190

$6.08

$104,553

Jan 29, 2021

KOEPPEN MATTHEW

KOEPPEN MATTHEW
CIO
Sell
2,583 $6.03

2,583

$6.03

$15,566

Jan 29, 2021

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
President and CEO
Sell
4,209 $6.03

4,209

$6.03

$25,365

Jan 29, 2021

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
5,957 $6.02

5,957

$6.02

$35,874

Jan 29, 2021

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
8,697 $6.02

8,697

$6.02

$52,370

Jan 30, 2020

KOEPPEN MATTHEW

KOEPPEN MATTHEW
Co-Chief Investment Officer
Sell
5,579 $15.20

5,579

$15.20

$84,781

Jan 30, 2020

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
Co-Chief Investment Officer
Sell
10,341 $15.20

10,341

$15.20

$157,155

Jan 30, 2020

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
2,533 $15.20

2,533

$15.20

$38,502

Jan 30, 2020

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
7,090 $15.21

7,090

$15.21

$107,839

Jan 29, 2020

KOEPPEN MATTHEW

KOEPPEN MATTHEW
Co-Chief Investment Officer
Sell
2,129 $15.15

2,129

$15.15

$32,255

Jan 29, 2020

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
Co-Chief Investment Officer
Sell
3,701 $15.17

3,701

$15.17

$56,146

Jan 29, 2020

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
5,262 $15.15

5,262

$15.15

$79,719

Jan 29, 2020

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
7,722 $15.12

7,722

$15.12

$116,765

Jan 27, 2020

KOEPPEN MATTHEW

KOEPPEN MATTHEW
Co-Chief Investment Officer
Sell
3,947 $15.11

3,947

$15.11

$59,629

Jan 27, 2020

GREENBERG WILLIAM ROSS

GREENBERG WILLIAM ROSS
Co-Chief Investment Officer
Sell
7,146 $15.13

7,146

$15.13

$108,122

Jan 27, 2020

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CFO
Sell
1,524 $15.10

1,524

$15.10

$23,020

Jan 27, 2020

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
4,503 $15.09

4,503

$15.09

$67,951

Nov 12, 2019

SIERING THOMAS

SIERING THOMAS
CEO & President
Buy
4,000 $14.42

4,000

$14.42

$57,680

Aug 22, 2019

Hammond Karen

Hammond Karen
Buy
5,600 $13.30

5,600

$13.30

$74,476

Aug 14, 2019

SIERING THOMAS

SIERING THOMAS
CEO & President
Buy
5,000 $13.11

5,000

$13.11

$65,548

Feb 20, 2019

SIERING THOMAS

SIERING THOMAS
CEO & President
Buy
3,500 $13.80

3,500

$13.80

$48,290

Jan 30, 2019

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
Acting Chief Financial Officer
Sell
2,528 $14.55

2,528

$14.55

$36,782

Jan 30, 2019

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
7,078 $14.54

7,078

$14.54

$102,879

Jan 30, 2019

ROTH WILLIAM

ROTH WILLIAM
CIO
Sell
15,401 $14.54

15,401

$14.54

$223,863

Jan 30, 2019

Farrell Brad

Farrell Brad
CFO and Treasurer
Sell
14,429 $14.54

14,429

$14.54

$209,770

Jan 29, 2019

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
Acting Chief Financial Officer
Sell
1,593 $14.39

1,593

$14.39

$22,930

Jan 29, 2019

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
4,570 $14.39

4,570

$14.39

$65,776

Jan 29, 2019

ROTH WILLIAM

ROTH WILLIAM
CIO
Sell
23,224 $14.42

23,224

$14.42

$334,906

Jan 29, 2019

Farrell Brad

Farrell Brad
CFO and Treasurer
Sell
8,741 $14.42

8,741

$14.42

$126,049

Jan 28, 2019

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
Acting Chief Financial Officer
Sell
1,524 $14.43

1,524

$14.43

$21,995

Jan 28, 2019

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
4,425 $14.43

4,425

$14.43

$63,864

Jan 28, 2019

ROTH WILLIAM

ROTH WILLIAM
CIO
Sell
19,415 $14.44

19,415

$14.44

$280,325

Jan 28, 2019

Farrell Brad

Farrell Brad
CFO and Treasurer
Sell
5,925 $14.44

5,925

$14.44

$85,549

Nov 15, 2018

Farrell Brad

Farrell Brad
CFO and Treasurer
Sell
4,000 $14.28

4,000

$14.28

$57,121

Nov 12, 2018

SIERING THOMAS

SIERING THOMAS
CEO & President
Buy
3,500 $14.41

3,500

$14.41

$50,418

Aug 17, 2018

BENDER JAMES J

BENDER JAMES J
Sell
3,460 $15.60

3,460

$15.60

$53,976

Aug 15, 2018

SIERING THOMAS

SIERING THOMAS
CEO & President
Buy
5,000 $15.41

5,000

$15.41

$77,041

May 15, 2018

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
2,818 $15.55

2,818

$15.55

$43,822

May 15, 2018

ROTH WILLIAM

ROTH WILLIAM
CIO
Sell
16,141 $15.55

16,141

$15.55

$250,991

May 15, 2018

Farrell Brad

Farrell Brad
CFO and Treasurer
Sell
9,966 $15.55

9,966

$15.55

$154,971

Feb 13, 2018

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CAO
Sell
620 $15.08

620

$15.08

$9,350

Feb 12, 2018

SIERING THOMAS

SIERING THOMAS
CEO & President
Buy
3,000 $14.85

3,000

$14.85

$44,548

Jan 29, 2018

RISKEY MARY KATHRYN

RISKEY MARY KATHRYN
CAO
Sell
3,186 $15.16

3,186

$15.16

$48,311

Jan 29, 2018

Sandberg Rebecca B

Sandberg Rebecca B
General Counsel and Secretary
Sell
9,308 $15.16

9,308

$15.16

$141,114

Jan 29, 2018

ROTH WILLIAM

ROTH WILLIAM
CIO
Sell
44,028 $15.16

44,028

$15.16

$667,579

Jan 29, 2018

Farrell Brad

Farrell Brad
CFO and Treasurer
Sell
24,761 $15.17

24,761

$15.17

$375,718

TOP