Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Securities Class Action

Securities fraud litigation history and active cases

In Litigation

0

Settlement

0

Closed

2

Total Settlement

$25M

Vale S.A. (VALE) Class Action Lawsuit (January 2019)

Closed

1:19cv526 • January 28, 2019

Class Period Start

June 7, 2016

Class Period End

February 6, 2019

PSLRA Deadline

March 29, 2019

Case Allegations

10b5

Statutes of Repose

Jun 7, 2019

Country

United States

Court

Federal Court

Docket History

Mar 31, 2022

Class Certification Granted

Jun 4, 2021

Motion for Class Certification

May 20, 2020

Motion to Dismiss Denied

Feb 21, 2020

Motion to Dismiss

Oct 25, 2019

Second Amended Complaint

May 13, 2019

Appointment of Lead Plaintiff

Apr 4, 2019

Voluntary Dismissal

Mar 27, 2019

First Amended Complaint

Feb 20, 2019

Additional Complaint (Change in CP)

Feb 20, 2019

Additional Complaint

Feb 8, 2019

Additional Complaint

Jan 28, 2019

First Filed Complaint

Vale S.A. (VALE) Class Action Lawsuit (December 2015)

Closed

1:15cv9539 • December 7, 2015

Class Period Start

May 8, 2014

Class Period End

March 18, 2016

PSLRA Deadline

February 5, 2016

Case Allegations

10b5

Statutes of Repose

May 8, 2017

Country

United States

Court

Federal Court

Docket History

Jul 30, 2021

Disbursement Approved

Jun 10, 2020

Final Approval of Settlement

Mar 16, 2020

Proof of Claim Form

Feb 24, 2020

Preliminary Approval of Settlement

Sep 27, 2019

Class Certification Denied

Sep 15, 2017

Motion for Class Certification

Mar 23, 2017

Motion to Dismiss Denied in Part

Jul 25, 2016

Motion to Dismiss

Apr 29, 2016

First Amended Complaint

Mar 7, 2016

Appointment of Lead Plaintiff

Jan 28, 2016

First Filed Complaint

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