Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Securities Class Action

Securities fraud litigation history and active cases

Active Cases

0

Pending Settlement

1

Closed

1

Total Settlement

$508.5M

Alibaba Group Holding Ltd (BABA) Class Action Lawsuit (November 2020)Pending Settlement

1:20cv9568 • November 13, 2020

Class Period Start

November 12, 2019

Class Period End

March 23, 2021

PSLRA Deadline

January 12, 2021

Case Allegations

10b5

Statutes of Repose

Nov 12, 2022

Country

United States

Court

Federal Court

Settlement Information

Please note that for cases in the settlement stage, claims are handled by the claims administrator and NOT Levi & Korsinsky. Any information or documentation previously provided to us does not constitute submission of a claim. If you need to file a claim, check the status of a claim, or have questions regarding distribution of settlement funds, please contact the claims administrator below.

Claim Deadline

March 26, 2025

Settlement Fund

$433,500,000

Settlement Status

Final Approval

Settlement Class

All persons or entities that purchased or otherwise acquired Alibaba Group Holding Limited American Depositary Shares during the period November 13, 2019 through December 23, 2020, inclusive.

Claim Administrator

A.B. Data, Ltd.
P.O. Box 173006 Milwaukee, WI 53217
+1 877-869-0223
[email protected]

Hearing Date

March 27, 2025

Opt-out Deadline

March 6, 2025

Settlement Note

Download here

Proof Of Claim

Download here

Docket History

Mar 27, 2025

Final Approval of Settlement

Feb 20, 2025

Motion for Final Approval of Settlement

Nov 26, 2024

Proof of Claim Form

Nov 26, 2024

Notice of Pendency

Oct 28, 2024

Preliminary Approval of Settlement

Oct 25, 2024

Motion for Preliminary Approval of Settlement

Jan 24, 2024

Class Certification Granted

Oct 6, 2023

Motion for Class Certification

Mar 22, 2023

Motion to Dismiss Granted

Jul 21, 2022

Motion to Dismiss

May 9, 2022

Scheduling Order

Apr 22, 2022

First Amended Complaint

Feb 15, 2022

Scheduling Order

Feb 10, 2022

Appointment of Lead Plaintiff

Mar 3, 2021

Scheduling Order

Jan 7, 2021

Additional Complaint

Dec 4, 2020

Additional Complaint (Change in CP)

Nov 17, 2020

Scheduling Order

Nov 13, 2020

First Filed Complaint

Alibaba Group Holding Ltd (BABA) Class Action Lawsuit (December 1969)Closed

CIV535692 • October 5, 2015

Class Period Start

September 19, 2014

Class Period End

October 5, 2015

PSLRA Deadline

December 31, 1969

Case Allegations

Sec11

Statutes of Repose

Sep 19, 2017

Country

United States

Court

Federal Court

Docket History

May 17, 2019

Disbursement Approved

Jan 31, 2019

Proof of Claim Form

Jan 11, 2019

Preliminary Approval of Settlement

Jan 11, 2019

Proposed Settlement

Dec 28, 2018

Proposed Settlement

Oct 5, 2015

First Filed Complaint

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