8-K filings organized by governance significance (last 12 months)
Changes in Registrant’s Certifying Accountant
Audit red flag; independence or accounting disputes
Non-Reliance on Previously Issued Financial Statements
Accounting failure, internal controls, board oversight lapse
Entry into a Material Definitive Agreement
Side deals, related-party risk, change-of-control agreements
Creation of a Direct Financial Obligation
Debt governance, leverage decisions, covenant exposure
Entry into a Material Definitive Agreement
Side deals, related-party risk, change-of-control agreements
Departure or Appointment of Directors or Certain Officers
Board churn, executive accountability, succession risk
Submission of Matters to a Vote of Security Holders
Say-on-pay, director elections, merger votes
Amendments to Articles or Bylaws; Change in Fiscal Year
Governance documents, entrenchment tactics
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Departure or Appointment of Directors or Certain Officers
Board churn, executive accountability, succession risk
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Notice of Delisting or Failure to Satisfy Listing Rules
Governance, compliance, and oversight failure
Creation of a Direct Financial Obligation
Debt governance, leverage decisions, covenant exposure
Unregistered Sales of Equity Securities
Dilution, insider favoritism, governance transparency
Unregistered Sales of Equity Securities
Dilution, insider favoritism, governance transparency
Results of Operations and Financial Condition
Only relevant when selectively disclosed or misleading
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Results of Operations and Financial Condition
Only relevant when selectively disclosed or misleading
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Results of Operations and Financial Condition
Only relevant when selectively disclosed or misleading
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Results of Operations and Financial Condition
Only relevant when selectively disclosed or misleading
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Other Events
Used for bylaw disputes, activist settlements, governance reforms
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