Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Securities Class Action

Securities fraud litigation history and active cases

In Litigation

1

Settlement

0

Closed

1

Total Settlement

$0

Futu Holdings Ltd (FUTU) Class Action Lawsuit (June 2026)

In Litigation

1:26cv5453 • June 26, 2026

Class Period Start

May 24, 2023

Class Period End

May 27, 2026

PSLRA Deadline

August 25, 2026

Case Allegations

10b5

Statutes of Repose

May 24, 2026

Country

United States

Court

Federal Court

Docket History

Oct 15, 2026

Appointment of Lead Plaintiff

The court has appointed a lead plaintiff to represent the interests of investors in the lawsuit. The lead plaintiff works with the attorneys handling the case, helps oversee the litigation, and represents the interests of the proposed class.

Jun 29, 2026

First Filed Complaint

A securities fraud class action complaint has been filed on behalf of certain investors in Futu Holdings Ltd.

Futu Holdings Ltd (FUTU) Class Action Lawsuit (June 2023)

Closed

2:23cv3222 • June 12, 2023

Class Period Start

April 27, 2020

Class Period End

May 16, 2023

PSLRA Deadline

August 11, 2023

Case Allegations

10b5

Statutes of Repose

Apr 27, 2023

Country

United States

Court

Federal Court

Docket History

Oct 25, 2024

No Appeal- Closed

Sep 25, 2024

Motion to Dismiss Granted

The court has granted the defendants' request to dismiss the lawsuit. Depending on the court's decision, the plaintiffs may be allowed to file an updated complaint or pursue an appeal.

Feb 29, 2024

Motion to Dismiss

After reviewing the complaint(s) filed by plaintiffs, defendants have filed a motion requesting that the court dismiss some or all of the plaintiffs' claims. In a motion to dismiss, defendants might challenge the validity of plaintiffs' claims or adequacy of plaintiffs' pleadings. Once a motion to dismiss is filed, the judge will make a decision on whether part or all of the case should be dismissed or the case can proceed as alleged.

Jan 16, 2024

First Amended Complaint

A new complaint has been filed on behalf of certain investors in Futu Holdings Ltd. Amended complaints may contain additional facts, parties, allegations, a change in the class definition, etc.

Nov 16, 2023

Appointment of Lead Plaintiff

The court has appointed a lead plaintiff to represent the interests of investors in the lawsuit. The lead plaintiff works with the attorneys handling the case, helps oversee the litigation, and represents the interests of the proposed class.

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