8-K filings organized by governance significance (last 12 months)
Changes in Registrant’s Certifying Accountant
Audit red flag; independence or accounting disputes
Departure or Appointment of Directors or Certain Officers
Board churn, executive accountability, succession risk
Entry into a Material Definitive Agreement
Side deals, related-party risk, change-of-control agreements
Departure or Appointment of Directors or Certain Officers
Board churn, executive accountability, succession risk
Entry into a Material Definitive Agreement
Side deals, related-party risk, change-of-control agreements
Creation of a Direct Financial Obligation
Debt governance, leverage decisions, covenant exposure
Departure or Appointment of Directors or Certain Officers
Board churn, executive accountability, succession risk
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Submission of Matters to a Vote of Security Holders
Say-on-pay, director elections, merger votes
Amendments to Articles or Bylaws; Change in Fiscal Year
Governance documents, entrenchment tactics
Voting power, conversion rights, poison-pill-like changes
Amendments to Articles or Bylaws; Change in Fiscal Year
Governance documents, entrenchment tactics
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Departure or Appointment of Directors or Certain Officers
Board churn, executive accountability, succession risk
Completion of Acquisition or Disposition of Assets
Capital allocation and board judgment
Unregistered Sales of Equity Securities
Dilution, insider favoritism, governance transparency
Completion of Acquisition or Disposition of Assets
Capital allocation and board judgment
Unregistered Sales of Equity Securities
Dilution, insider favoritism, governance transparency
Creation of a Direct Financial Obligation
Debt governance, leverage decisions, covenant exposure
Unregistered Sales of Equity Securities
Dilution, insider favoritism, governance transparency
Results of Operations and Financial Condition
Only relevant when selectively disclosed or misleading
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Results of Operations and Financial Condition
Only relevant when selectively disclosed or misleading
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Other Events
Used for bylaw disputes, activist settlements, governance reforms
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Regulation FD Disclosure
Selective disclosure risk
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
Results of Operations and Financial Condition
Only relevant when selectively disclosed or misleading
Financial Statements and Exhibits
Governance-critical contracts, compensation plans, side letters
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