Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Securities Class Action

Securities fraud litigation history and active cases

Active Cases

0

Pending Settlement

0

Closed

1

Total Settlement

$4.06M

Liquid Holdings Group, Inc. (LIQD) Class Action Lawsuit (December 1969)Closed

2:15cv6969 • September 21, 2015

Class Period Start

July 26, 2013

Class Period End

September 24, 2015

PSLRA Deadline

November 20, 2015

Case Allegations

10b5 + Sec11

10b-5 Statutes of Repose

Jul 26, 2016

Sec11 Statutes of Repose

Jul 26, 2026

Country

United States

Court

Federal Court

Docket History

Jan 13, 2021

Disbursement Approved

Jan 10, 2020

Final Approval of Settlement

Oct 31, 2019

Preliminary Approval of Settlement

Oct 30, 2019

Proof of Claim Form

Oct 29, 2019

Proposed Settlement

Oct 1, 2019

Dec 31, 2018

Motion to Dismiss Denied in Part

May 31, 2018

Motion to Dismiss

May 31, 2018

Motion to Dismiss

May 11, 2018

Third Amended Complaint

Sep 26, 2017

Motion to Dismiss

Sep 26, 2017

Motion to Dismiss

Sep 26, 2017

Motion to Dismiss

Jul 27, 2017

Second Amended Complaint

Dec 15, 2016

Oct 31, 2016

Motion to Dismiss

Oct 31, 2016

Motion to Dismiss

Oct 31, 2016

Motion to Dismiss

Oct 31, 2016

Motion to Dismiss

Oct 31, 2016

Motion to Dismiss

Oct 31, 2016

Motion to Dismiss

Oct 31, 2016

Motion to Dismiss

Oct 31, 2016

Motion to Dismiss

Jul 22, 2016

First Amended Complaint

Apr 7, 2016

Appointment of Lead Plaintiff

Sep 21, 2015

First Filed Complaint

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