Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Overview

Basic information

Litigation

Active legal matters

Material Events

8-K disclosures

SEC Filings

Key regulatory docs

Insider Transactions

Ownership changes

Securities Class Action

Securities fraud litigation history and active cases

In Litigation

0

Settlement

0

Closed

1

Total Settlement

$4.06M

Liquid Holdings Group, Inc. (LIQD) Class Action Lawsuit (September 2015)

Closed

2:15cv6969 • September 21, 2015

Class Period Start

July 26, 2013

Class Period End

September 24, 2015

PSLRA Deadline

November 20, 2015

Case Allegations

10b5 + Sec11

10b-5 Statutes of Repose

Jul 26, 2016

Sec11 Statutes of Repose

Jul 26, 2026

Country

United States

Court

Federal Court

Settlement Information

Please note that for cases in the settlement stage, claims are handled by the claims administrator and NOT Levi & Korsinsky. Any information or documentation previously provided to us does not constitute submission of a claim. If you need to file a claim, check the status of a claim, or have questions regarding distribution of settlement funds, please contact the claims administrator below.

Claim Deadline

March 14, 2020

Settlement Fund

$4,062,500

Settlement Status

Disbursed

Settlement Class

All persons or entities that purchased shares of common stock of Liquid Holdings Group, Inc. (“Liquid” or the “Company”) (i) in Liquid’s initial public offering on July 26, 2013; and/or (ii) on the public market between July 26, 2013 and September 24, 2015, inclusive.

Claim Administrator

Strategic Claims Services
Liquid Holdings Group, Inc. Securities Litigation c/o Strategic Claims Services 600 N. Jackson Street, Suite 205 P.O. Box 230 Media, PA 19063
+1 000-000-0000
[email protected]

Settlement Website

-

Hearing Date

October 10, 2020

Opt-out Deadline

December 20, 2019

Settlement Note

Download here

Proof Of Claim

Download here

Docket History

Jan 13, 2021

Disbursement Approved

The court has approved the distribution of settlement funds to eligible class members. Investors with approved claims may receive payments from the settlement. If you have questions about your claim or payment, contact the claims administrator.

Jan 10, 2020

Final Approval of Settlement

The court has granted final approval of the settlement. Eligible investors who submit valid claims may receive a payment once the claims review and distribution process is completed.

Oct 31, 2019

Preliminary Approval of Settlement

The court has granted preliminary approval of a proposed settlement. This means the settlement can move forward for further consideration, but it has not yet received final approval. Potential class members will generally receive notice explaining the settlement, their rights, and any deadlines for submitting a claim, objecting to the settlement, or choosing not to participate.

Oct 30, 2019

Proof of Claim Form

To receive your portion of the recovery (if you are eligible), you must submit this form to the claims administrator by the deadline indicated on the form itself. If you do not submit this form in time, you will not be entitled to compensation. If you have questions about how to complete the form, you should contact the claims administrator.

Oct 29, 2019

Proposed Settlement

View all Updates

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